INTRODUCTION
Finding the Balance
Leif Babin
J-BLOCK, SOUTH-CENTRAL RAMADI, IRAQ: 2006
“Stand by to get some,” someone said over the intersquad radio, in the calm demeanor you might expect of a flight attendant telling airline passengers to stow their tray tables for landing. The street in front of us had emptied of people. Like magic, the local citizens had all suddenly disappeared. And we knew what that meant: enemy attack was imminent. The hair on the back of my neck stood at rigid attention.
After many a vicious gunfight in Ramadi, “stand by to get some” was a running joke that eased the tension right when we knew trouble was coming. The more nonchalantly it could be said under the direst of circumstances, the funnier it was.
It was broad daylight as our patrol of SEALs and Iraqi soldiers made its way on foot down the narrow city street, bordered by high concrete walls on either side.
Suddenly, the world exploded. Dozens of bullets snapped through the air, each with a sharp supersonic crack, and smashed into the concrete wall next to me with thunderous impact. Shards of concrete flew everywhere. The heavy volleys of incoming fire sounded like multiple jackhammers simultaneously chewing up the street and the walls all around us.
We had walked right into an enemy buzz saw. Insurgent fighters hit us from multiple directions with belt-fed machine guns. I couldn’t see them or where they were shooting from, but the number of enemy bullets flying through the air around us was crazy.
There was no place to hide. With high walls on both sides, the narrow South-Central Ramadi street provided no cover. The only thing between us and the enemy machine guns was a single parked car on the side of the road some distance up the block and the typical trash strewn about. The patrol was in a dual-column formation—each column split on opposite sides of the street, hunkered close to the walls. There was nothing to get behind that could protect us from bullets. But we did have something on our side: devastating firepower. We fully expected a firefight on every patrol into this enemy-held neighborhood and we rolled in heavy. Each squad of eight SEALs packed at least four belt-fed machine guns to suppress any enemy attack we encountered. When we came under fire, our immediate response with violent and overwhelming gunfire provided the only answer: Cover and Move. Having learned through the humbling experience of months of urban combat, Task Unit Bruiser had had plenty of practice in this fundamental gunfighting principle.
Within nanoseconds, the SEALs with the big machine guns up front unleashed the most ruthless and lethal barrage of fire you could imagine. Despite the intensity and violence of close urban combat, I couldn’t help but smile.
Damn, I loved those guys—the Big Tough Frogmen who carried the heavy Mk481 and Mk46 machine guns (pronounced “Mark Forty-Eight” and “Mark Forty-Six”) and the weight of hundreds of rounds of ammunition in addition to their body armor, helmet, radio, water, and everything else they had to carry, all in the blistering heat of the Iraqi summer sun.
Those SEAL machine gunners kept us alive. Our snipers killed a lot of bad guys and received many well-deserved accolades for it, but every time we were attacked, it was the SEAL machine gunners who suppressed the threat of enemy fire. Standing or kneeling, they fired their machine guns from the shoulder, with incredible accuracy. That machine gun fire eliminated the insurgent fighters shooting at us or forced them to take cover (meaning they couldn’t accurately engage us), which enabled us to maneuver, flank, or simply get off the street and out of harm’s way.
Despite the dozens of bullets hitting the street and the walls near us, no one was hit. That was the beauty of Cover and Move.
As the commander of Charlie Platoon and the senior man on the ground, I was itching to make a call, pass a verbal command to peel back and choose a nearby building for a “strongpoint” where we could find protection behind concrete walls, set security, and take the high ground on the rooftop. From there, we could locate our attackers, send out a squad to flank them, or call in the tanks to blast them into oblivion. I had dreamed of being a combat leader since I was kid. I had wanted to be a SEAL since at least middle school, when I learned about the legendary Navy special operations unit. Leading intense combat operations in a place like Ramadi was the ultimate fulfillment of that dream. Every bone in my body wanted to step up and take charge, bark a verbal command that could be heard over the sound of intense gunfire.
But I wasn’t in charge.
The leader of this particular combat operation was Charlie Platoon’s most junior assistant platoon commander (or assistant officer in charge, AOIC), the least experienced officer in the platoon. It was his operation, and it was his call.
I would certainly step in and make a call if he or others needed me to, when the situation called for it. But he was a great officer and paired with Tony Eafrati, our outstanding and highly experienced platoon chief, I had total faith in my AOIC and he proved himself time and again.
Rapidly, the AOIC pointed out a larger building in which to strongpoint. As the SEALs up front laid down suppressive fire, other SEALs moved to the entrance gate—the pathway off the street—and entered the compound.
From my position toward the middle of the patrol, I observed at least one enemy firing position a few blocks in front of us and I lobbed several 40mm grenades from the M203 grenade launcher mounted below my M4 rifle. I sent the high-explosive “golden eggs” up over the heads of our patrol and down onto the enemy position, where they exploded with a fiery blast. It was a small contribution, but an effective way to keep the bad guys’ heads down, complementing our machine gun fire.
I then moved up to the entrance gate of the compound and took position in the street just outside, directing guys inside the gate as they ran to catch up. Marc Lee, with his big Mk48 machine gun, stood in the street just ahead of me, laying down belt after belt of devastating fire. Marc was a badass. He had us covered. Enemy rounds were still cracking by us and flying down the street, but with Marc laying the hammer down, the enemy fire was less accurate.
I swiveled to face the rear of the patrol. One of the last SEALs still on the street was running hard in my direction.
“Let’s go!” I yelled at him, waving him over with a hand motion toward the gate.
Suddenly, only feet from me and the safety of the concrete walls, the SEAL fell violently forward and landed hard, facedown in the street. I rushed over to him in horror.
Man down, I thought. He must have taken a round to the chest or head.
I darted over, expecting to find him a bloody mess. I was surprised to see him lying there, smiling back up at me.
“Are you alright?” I yelled over the sound of the gunfire. Bullets were still whizzing past us, kicking up dirt just a few feet away and ricocheting off the nearby walls.
“I’m good,” he replied. “I tripped.”
I smiled back in relief, thankful that he wasn’t gravely wounded or dead.
“Bro!” I yelled over the noise of the firefight. “I thought you got your head shot off!” We both chuckled.
Quickly, I grabbed his hand and helped him to his feet. We sprinted the rest of the way back to the gate. As the SEAL ducked into the gate, I ran forward and slapped Marc on the back.
“Last man!” I yelled, letting him know we had everyone accounted for. I covered for Marc as he pulled back, pointed his big gun, barrel smoking, to the sky, and we ducked inside the gate together. Finally, everybody was off the street, out of the enemy line of fire, and inside the compound behind the cover of concrete walls. Thanks to Marc and our other machine gunners, supported by SEAL shooters with their M4 rifles, despite the vicious enemy attack with substantial firepower, none of us had been hit.
I made my way to the rooftop, where SEAL shooters had taken up firing positions. As the enemy fighters moved from building to building and continued their attack, we engaged them. The AOIC was there on the roof, with our Charlie Platoon radioman, assessing the situation.
“What do you want to do?” I asked him.
“Let’s call in the tanks for fire support,” he said calmly. The AOIC was cool under fire—a great quality that every leader should work toward.
“Roger that,” I said. It was exactly the right call. We had the high ground on the rooftop. We had good security behind the concrete walls. The SEAL radioman contacted the U.S. Army company Team Bulldog (Bravo Company, 1st Battalion, 37th Armored Regiment of the 1st Brigade, 1st Armored Division) and got the M1A2 Abrams tanks rolling our way with their massive firepower. We loved those Soldiers, under the command of Captain “Main Gun” Mike Bajema. Despite the deadly threat of IEDs2 that destroyed a number of tanks in this South-Central Ramadi neighborhood, every single time we called for help, Main Gun Mike personally loaded up in his tank and fearlessly came to our aid, accompanied by another Bulldog tank. We could take great risk and patrol deep into dangerous enemy territory only because we knew that when we got into trouble, Team Bulldog had us covered. Mike and his Soldiers were outstanding, aggressive warriors. They would do everything in their power to get to us, no matter how dangerous or difficult. And when they arrived in their tanks, they brought the thunder.
It took several minutes for the tank crews to mount up and drive out to our location. We continued to take enemy fire from several directions. One SEAL operator peeked his head above the roof wall to determine where the bad guys were. As he did so, his head snapped back violently and he fell backward. He sat up, unharmed, wondering what the hell had just happened. When the SEAL took off his helmet to examine it, he found a deep gash where an enemy bullet had ricocheted off the night-vision mount on the front of his helmet. Just an inch or two lower and that round would have taken his head off.
“What happened?” a SEAL next to him asked.
“I got shot,” he said with a smile, pointing to his helmet.
It was a close call, but thankfully one we could laugh about.
As we waited on the rooftop, I switched my radio over to monitor Bulldog’s company communications net. I heard Main Gun Mike ask if we could mark the buildings from where the enemy fighters were still shooting at us.
“Do you have any red smoke grenades?” the radioman asked. I didn’t have any.
“We’ve got tracers,” I suggested. The SEAL radioman had a full magazine of tracer rounds, which emitted a visible orange glow along the bullet path as they zipped through the air. Marc Lee also had tracers every fifth round in his ammunition belt. We relayed to Main Gun Mike and his tankers the plan. As the heavy Abrams tanks approached, tank tracks clattering on the concrete city street, I heard the word over the radio to mark the target and relayed the order via verbal command.
“Mark the target!” I yelled. Marc and the SEAL radioman lit up the enemy position with tracer fire.
Stand by to get some, I thought as Mike’s Abrams tank rotated its huge turret and trained the mighty 120mm cannon at the building from where we had been receiving fire. The tank unleashed its thunderous fury into the building and ended the enemy attack. The insurgent fighters who hadn’t been obliterated beat a hasty retreat. We received no more fire from the enemy that day, thanks to Mike and his Team Bulldog Soldiers. Once again the tanks had been our deliverance. The combined team of SEALs and U.S. Army Soldiers had given the insurgents more than they could handle. And my AOIC had proven once again that he was a solid leader, competent and coolheaded, even under the stress of close combat.
But just as my assistant platoon commander had to be ready to lead, in this situation I had to be ready to follow. The goal of all leaders should be to work themselves out of a job. You never quite get there, but by putting junior leaders and frontline troops in charge, our SEAL platoon and task unit were far more effective. It created a culture of leaders at every level of the team. Trying to navigate between leadership and followership was an example of the Dichotomy of Leadership, the balance that every leader must find between two opposing forces in leadership. Ready to lead, but also knowing when to follow. Taking Extreme Ownership of everything that impacts the mission, but also empowering others to lead with Decentralized Command. The recognition of the many dichotomies and the ability to balance these opposing forces provide a powerful tool that enables leaders at every level to lead and win.
The Dichotomy: Balancing the Challenges of Extreme Ownership
Jocko Willink and Leif Babin
Our first book, Extreme Ownership, struck a chord with many readers. The idea that leaders must take ownership—Extreme Ownership—of everything in their world, everything that impacts their mission, has changed the way people view leadership. If mistakes happen, effective leaders don’t place blame on others. They take ownership of the mistakes, determine what went wrong, develop solutions to correct those mistakes and prevent them from happening again as they move forward.
Even the best teams and the best leaders never deliver flawless performances. No one can achieve perfection. What makes the best leaders and best teams great is that when they make mistakes, they acknowledge them, take ownership, and make corrections to upgrade their performance. With each iteration, the team and its leaders enhance their effectiveness. Over time, that team runs circles around its competition, particularly against other teams with a culture of excuses and blame casting, where problems never get solved and thus performance never improves.
Our four Laws of Combat have helped radically improve the performance of teams and organizations—large and small—across the United States and internationally, in nearly every industry in the business world, as well as military units, police and fire departments, charity organizations, school administrations, and sports teams.
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The first Law of Combat: Cover and Move. This is teamwork—every individual and team within the team, mutually supporting one another to accomplish the mission. Departments and groups within the team, and even those outside the immediate team that are nevertheless crucial to success, must break down silos and work together to win. It doesn’t matter if one element within the group does its job: if the team fails, everybody fails. But when the overall team wins, everybody wins. Everyone gets to share in that success.
The second Law of Combat: Simple. Complexity breeds chaos and disaster, especially when things go wrong. And things always go wrong. When plans and orders get too complex, the people charged with executing those plans and orders do not understand them. When team members don’t understand, they can’t execute. Therefore, plans must be simplified so that everyone on the team recognizes the overall “commander’s intent”—the greater purpose behind the mission—and understands their role in achieving mission success. Orders must be communicated in a manner that is “simple, clear, and concise.” The true test for whether plans and orders have been communicated effectively is this: The team gets it. When the people on the team understand, then they can execute.
The third Law of Combat: Prioritize and Execute. When multiple problems occur simultaneously (which happens often), taking on too many problems at once results in failure. It is imperative that leaders detach themselves—pull back from the details—and assess to determine the highest priority to the strategic mission. Then, once that highest-priority task has been determined, leaders must clearly communicate that priority to the team and ensure the team executes. Then the leaders and the team can move on to the next priority. Then the next. Training and proper contingency planning assist greatly to better prepare teams and leaders to most effectively Prioritize and Execute under pressure, in real time.
The fourth Law of Combat: Decentralized Command. No one leader can manage it all or make every decision. Instead, leadership must be decentralized, with leaders at every level empowered to make decisions, right down to the frontline troopers in charge of no one but themselves and their small piece of the mission. With Decentralized Command, everyone leads. To empower everyone on the team to lead, team members must understand not just what to do but why they are doing it. This requires clear and frequent communication up and down the chain of command—and most importantly: trust. Junior leaders must have confidence that they clearly understand the strategic mission, the commander’s intent of their boss, and the parameters within which they can make decisions. Senior leaders must trust that their junior leaders will make the right decisions and encourage them to do so. This requires training and frequent communication to implement with maximum effectiveness.
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There was one big problem with the book Extreme Ownership: the title. While it drove home the most important leadership foundation in the book, it was also slightly misleading. Extreme Ownership is the foundation of good leadership. But leadership seldom requires extreme ideas or attitudes. In fact, quite the opposite is true: leadership requires balance. We addressed that concept in chapter 12 of Extreme Ownership, “Discipline Equals Freedom—The Dichotomy of Leadership.” But as we assessed legions of leaders in companies, teams, and organizations as they implemented the principles we taught in the book, many struggled to find that balance. This struggle represents the biggest challenge we observed as we trained and advised hundreds of companies and thousands of leaders over the past few years with our leadership consulting company, Echelon Front.
In the final chapter of Extreme Ownership, we wrote:
Every leader must walk a fine line.… Leadership requires finding the equilibrium in the dichotomy of many seemingly contradictory qualities, between one extreme and another. The simple recognition of this is one of the most powerful tools a leader has. With this in mind, a leader can more easily balance the opposing forces and lead with maximum effectiveness.
Every behavior or characteristic carried out by a leader can be taken too far. Leaders can become too extreme and upset the balance required to effectively lead a team. When balance is lost, leadership suffers and the team’s performance rapidly declines.
Even the fundamental principles of combat leadership in Extreme Ownership can get out of balance. A leader can Cover and Move too much and step on the toes of other leaders, departments, or divisions. A plan can be too Simple and fail to cover likely contingencies. A team can go too far with Prioritize and Execute, resulting in target fixation and loss of situational awareness on newly emerging problems and threats. Decentralized Command can also be taken too far, when too much autonomy is given to subordinate leaders who then don’t fully understand strategic goals and how to execute in support of those goals.
And this idea continues on with just about everything a leader does. Leaders must be close with their people, but not so close that it becomes a problem. They must hold the line with discipline but not become tyrannical. A leader can even become too extreme with Extreme Ownership, when a leader takes so much ownership of everything in his or her world that members of the team feel there is nothing left for which they can take ownership. When this happens, team members will execute only at the boss’s specific direction without any root ownership or buy-in themselves, resulting in a team far less capable of overcoming obstacles and accomplishing the mission.
Therefore, balance in leadership is crucial to victory. It must be monitored at all times and it must be modulated to specific situations as they arise. If a team member fails to perform adequately, for example, a leader must get down in the weeds and micromanage that member until he or she executes correctly. But once the team member gets back on track and resumes effective performance, the leader must maintain the ability to back off and give that team member room to take greater ownership and manage tasks on his or her own.
It is not easy to maintain the constant shift, continual modulation, and frequent adjustment necessary to balance all the dichotomies across every spectrum of leadership characteristics. Yet this skill is essential for effective leadership.
We have observed these struggles continuously in good leaders striving to be better. That is what drove us to go deeper into the concept of the Dichotomy of Leadership. The goal of this book is to help leaders overcome that struggle through examples of how to find the right balance in leadership—to moderate the idea of leading from the extremes and focus on maintaining balance—within teams, among peers, and both up and down the chain of command. Every good leader must develop the ability to recognize, understand, and adjust that balance. While it isn’t easy, through knowledge, disciplined practice, and sustained effort, anyone can master finding the equilibrium in the Dichotomy of Leadership. Those who do will dominate their battlefield and lead their teams to victory.
Copyright © 2018 by Jocko Command LLC and Leif Babin LLC